Broker Dealer Regulatory Reporting vp

About the Role

BROKER DEALER REGULATORY REPORTING VP

To identify, assess and mitigate prudential regulatory reporting risks, provide oversight on regulatory reporting, and

maintenance of open communication with regulators to ensure that the bank's activities and operations comply with all

applicable laws, regulations, and internal control policies.

Identification and assessment of prudential regulatory reporting risks arising from the bank's activities, products, and

services. Development and implementation of strategies to mitigate prudential regulatory reporting risks, ensuring

Responsibilities

• Perform core duties as described.

Requirements

• Relevant experience or willingness to learn.

Benefits

• Benefits per job description.

Compensation

To be discussed.

Location & Schedule

Per job description.

How to Apply

Use the “Apply” button.